Document Management

Financial Composition & Compliance

Document Composition Services

Custom

Composition

 Automated

Composition 

 Edits and Author Alterations 

SEC Compliance Services

As a full-service filing agent, FGS can convert a variety of file types into SEC EDGAR compliant HTML. Either as a standalone (EDGAR only) project or in combination with composition, FGS is ready and able to take on all of your SEC filing requirements. Oh, if you still want ASCII files… don’t worry, we can do that too. 

SEC rules and requirements are always changing. FGS staff work closely with lawyers, accountants and SEC personnel to stay up-to-date. 

Several filing types can no longer be transmitted to the SEC as HTML or ASCII. Instead, they must be transmitted as an .xml file. Forms 3, 4 and 5, 13F’s, N-MFP, N-CEN, TA-1 and TA-2 are some of these filing types. Utilizing special templates and automation FGS can quickly populate these forms with client data and get them filed with the SEC.

FGS also offers full XBRL tagging and taxonomy services. With a client-accessed portal for project management, review, approval and collaboration. FGS provides the accounting expertise and experience to properly identify tags and advise clients.

 

Again, FGS is staffed around the clock to manage the EDGAR conversion and alteration process. We pride ourselves on getting your documents filed quickly and accurately in order to accommodate your strict SEC deadlines.

Other Services

We provide full forms management, creation and production services. Forms solutions (such as fillable PDFs) and web-based database driven techniques are also available.

We utilize common data and content to convert and create other file output types.

FGS offers a full range of services to aid in the creation of statutory pros with summary pro creation on-the-fly, Statements of Additional Information (SAIs), and proxy creation.

We utilize data-feeds to create documents in minutes – This is ideal for data-rich documents requiring constant updates and new version creation. This also integrates to a user interface to enable user-based content management and docuent creation.

The SEC has established new rules for how documents must be hosted. FGS has invested in technologies to safely and securely host your documents while making them available to your investors, financial advisors, analysts and clients. Our robust, enterprise-wide, compliant, hosting solution can become your one central asset management solution to support all compliance, marketing, legal and sales requirements.

FGS has brought a powerful user interface, database and publishing engine to help companies store, manage, update, and publish regulatory documents of all kinds.

Financial Sectors We Serve and What We Do For Them